Proust John's Form 4 filing
Rise Gold Corp. (RYES) · filed Jan 28, 2022
- Accession no.
- 0001567619-22-002004
- Filed
- Jan 28, 2022, 5:20 PM ET
- Trade date
- Jan 28, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $280.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Proust JohnCIK 0001738315 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Shares | PPurchaseAcquired | +700,000 | $0.40F1 | +$280,000 | 940,915 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Shares | PPurchaseAcquired | +700,000 | $0.40F1 | +$280,000 | 700,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Gwen Proust 2018 Alter Ego Trust participated in a unit offering by the Issuer at $0.40 for unit, each unit consisting of one common share and one common share purchase warrant. Each warrant may be exercised for one common share of the Issuer at $0.60 per share for two years.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.