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Lytton Laurence W's Form 4 filing

Liqtech International Inc (LIQT) · filed Jan 25, 2022

Accession no.
0001567619-22-001726
Filed
Jan 25, 2022
Trade date
Jan 21-25, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $192.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lytton Laurence WCIK 000110580610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 21, 2022Common StockPPurchaseAcquired+20,000$5.40+$108,0001,535,768Direct
Jan 24, 2022Common StockPPurchaseAcquired+16,089$5.24F1+$84,306.361,551,857Direct
Jan 25, 2022Common StockPPurchaseAcquired+100$5.44+$5441,551,957Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.1426 to $5.3903 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)