Crutchfield Bradford's Form 4 filing
10x Genomics, Inc. (TXG) · filed Jan 14, 2022
- Accession no.
- 0001567619-22-001197
- Filed
- Jan 14, 2022
- Trade date
- Jan 12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crutchfield BradfordCIK 0001246406 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Class A Common Stock | MOption exerciseAcquired | +17,000 | $1.16 | +$19,720 | 114,653 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −6,195 | $117.53F2 | −$728,098.35 | 108,458 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −5,185 | $118.32F3 | −$613,489.2 | 103,273 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −1,017 | $119.28F4 | −$121,307.76 | 102,256 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −1,100 | $120.93F5 | −$133,023 | 101,156 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −3,200 | $121.77F6 | −$389,664 | 97,956 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −100 | $122.94 | −$12,294 | 97,856 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −100 | $123.53 | −$12,353 | 97,756 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −100 | $124.44 | −$12,444 | 97,656 | Direct | |
| Jan 12, 2022 | Class A Common Stock | SSaleDisposed | −3 | $125.00 | −$375 | 97,653 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Class A Common Stock | MOption exerciseDisposed | −17,000 | $0.00 | $0 | 409,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $116.89 to $117.87. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $117.90 to $118.84. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $118.985 to $119.83. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $120.31 to $121.29. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $121.47 to $122.35. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.