Schaaff Harold's Form 4 filing
Aetos Distressed Investment Strategies Fund LLC · filed Jan 5, 2022
- Accession no.
- 0001567619-22-000485
- Filed
- Jan 5, 2022
- Trade date
- Dec 31, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schaaff HaroldCIK 0001659653 | Officer (Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Limited Liability Company Interests | SSaleDisposed | 0 | $53,100.00F2 | $0 | – | Direct | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Based on 11/30/2021 Net Asset Value (NAV) the most recent NAV available.
Referenced by the price of 1 transaction in Table I.