Progler Christopher J's Form 4 filing
Photronics Inc (PLAB) · filed Jan 4, 2022
- Accession no.
- 0001567619-22-000387
- Filed
- Jan 4, 2022
- Trade date
- Dec 31, 2021-Jan 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $171.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Progler Christopher JCIK 0001367036 | Officer (EVP, Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Common Stock | MOption exerciseAcquired | +9,000 | $8.86 | +$79,740 | 138,818 | Direct | |
| Dec 31, 2021 | Common Stock | SSaleDisposed | −9,000 | $19.00 | −$171,000 | 129,818 | Direct | |
| Jan 3, 2022 | Common Stock | FTax withholdingDisposed | −3,148 | $18.85 | −$59,339.8 | 126,670 | Direct | |
| Jan 3, 2022 | Common Stock | FTax withholdingDisposed | −3,444 | $19.28 | −$66,400.32 | 123,226 | Direct | |
| Jan 3, 2022 | Common Stock | FTax withholdingDisposed | −3,633 | $18.85 | −$68,482.05 | 119,593 | Direct | |
| Jan 3, 2022 | Common Stock | AGrant or awardAcquired | +40,000 | $0.00 | $0 | 159,593 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Common Stock | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 9,688 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.