Tutor Ronald N's Form 4/A amendment
AmendedTutor Perini Corp (TPC) · filed Dec 23, 2021
- Accession no.
- 0001567619-21-022509
- Filed
- Dec 23, 2021
- Trade date
- Dec 16-17, 2021
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 17, 2021
This filing lists 2 non-derivative transactions. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $886.8K. It was filed 7 days after the trade.
This amendment restates part of 0001567619-21-022292 (filed Dec 17, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tutor Ronald NCIK 0000906134 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | SSaleDisposed | −48,662 | $12.76 | −$620,927.12 | 3,514,643 | Indirect | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −21,338 | $12.46 | −$265,871.48 | 3,493,305 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001567619-21-022292 (filed Dec 17, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | JOtherAcquired | +75,000 | $22.81F2 | +$1,710,750 | 2,127,406 | Indirect | |
| Nov 30, 2021 | Common Stock | JOtherAcquired | +45,000 | $23.76F2 | +$1,069,200 | 2,112,406 | Indirect | |
| Dec 7, 2021 | Common Stock | JOtherAcquired | +299,861 | $21.30F2 | +$6,387,039.3 | 2,412,267 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported on Column 4 represents the aggregate amount of the loan (including accrued interest), divided by the number of shares received.
Referenced by the price of 3 transactions in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 17, 2021, the reporting person mistakenly reported that the Ronald N. Tutor Separate Property Trust ("SPT") sold an aggregate of 70,000 shares of the Company's common stock. The shares were actually sold by the Tutor Marital Property Trust. As of December 17, 2021, the SPT owned 2,412,267 shares of the Company's common stock. No other changes have been made to the original Form 4.