Frank Thomas AJ's Form 4 filing
Interactive Brokers Group, Inc. (IBKR) · filed Dec 21, 2021
- Accession no.
- 0001567619-21-022396
- Filed
- Dec 21, 2021
- Trade date
- Dec 17-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $2.57M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Thomas AJCIK 0001391401 | Officer (Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Class A common stock | SSaleDisposed | −6,686 | $77.41F3 | −$517,563.26 | 640,704 | Direct | |
| Dec 17, 2021 | Class A common stock | SSaleDisposed | −10,156 | $78.10F4 | −$793,183.6 | 630,548 | Direct | |
| Dec 20, 2021 | Class A common stock | SSaleDisposed | −13,379 | $74.69F5 | −$999,277.51 | 617,169 | Direct | |
| Dec 20, 2021 | Class A common stock | SSaleDisposed | −3,462 | $75.52F6 | −$261,450.24 | 613,707 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.77. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.78 to $78.52.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.14 to $75.13.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.14 to $75.85.
Referenced by the price of 1 transaction in Table I.