Kim Soohyung's Form 4 filing
Bally's Corp (BALY) · filed Dec 20, 2021
- Accession no.
- 0001567619-21-022330
- Filed
- Dec 20, 2021, 4:31 PM ET
- Trade date
- Dec 16-17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim SoohyungCIK 0001418202 | Director, See Footnote 3, 10% Owner |
| Standard General L.P.CIK 0001409888 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Common Stock, $.01 par value | XIn-the-money exerciseAcquired | +725,780 | $5.00 | +$3,628,900 | 11,067,849 | Indirect | |
| Dec 17, 2021 | Common Stock, $.01 par value | XIn-the-money exerciseAcquired | +357,000 | $0.01 | +$3,570 | 11,424,849 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | PPurchaseAcquired | +88,025 | $29.08 | +$2,559,907.84 | 725,780 | Indirect | |
| Dec 17, 2021 | Common Stock | XIn-the-money exerciseDisposed | −725,780 | $0.00 | $0 | 0 | Indirect | |
| Dec 17, 2021 | Common Stock | XIn-the-money exerciseDisposed | −357,000 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.