Kim Soohyung's Form 4 filing
Bally's Corp (BALY) · filed Dec 14, 2021
- Accession no.
- 0001567619-21-022043
- Filed
- Dec 14, 2021, 5:15 PM ET
- Trade date
- Dec 7-14, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 derivative transactions. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim SoohyungCIK 0001418202 | Director, Officer (See Footnote 3), 10% Owner |
| Standard General L.P.CIK 0001409888 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | PPurchaseAcquired | +357,000 | $37.31 | +$13,319,670 | 357,000 | Indirect | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +34,884 | $32.79 | +$1,143,895.2 | 534,993 | Indirect | |
| Dec 13, 2021 | Common Stock | PPurchaseAcquired | +45,155 | $31.17 | +$1,407,440.71 | 580,148 | Indirect | |
| Dec 14, 2021 | Common Stock | PPurchaseAcquired | +57,607 | $30.69 | +$1,768,177.74 | 637,755 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.