CURO Group Holdings Corp.'s Form 4 filing
Katapult Holdings, Inc. (KPLT) · filed Dec 13, 2021
- Accession no.
- 0001567619-21-021994
- Filed
- Dec 13, 2021, 9:11 PM ET
- Trade date
- Dec 9-13, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $9.89M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CURO Group Holdings Corp.CIK 0001711291 | Director, 10% Owner |
| Curo Financial Technologies Corp.CIK 0001866753 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | PPurchaseAcquired | +957,000 | $3.65F1 | +$3,495,251.1 | 957,000 | Indirect | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +1,000,000 | $3.73F3 | +$3,725,200 | 1,957,000 | Indirect | |
| Dec 13, 2021 | Common Stock | PPurchaseAcquired | +691,500 | $3.87F4 | +$2,673,339 | 2,648,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price of shares purchased on December 9, 2021. These shares were purchased in multiple transactions at prices ranging from $3.51 to $3.74, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price of shares purchased on December 10, 2021. These shares were purchased in multiple transactions at prices ranging from $3.625 to $3.81, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price of shares purchased on December 13, 2021. These shares were purchased in multiple transactions at prices ranging from $3.74 to $3.985, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.