Kirlin Peter S's Form 4 filing
Photronics Inc (PLAB) · filed Dec 10, 2021
- Accession no.
- 0001567619-21-021899
- Filed
- Dec 10, 2021
- Trade date
- Dec 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirlin Peter SCIK 0001219132 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | COMMON STOCK | MOption exerciseAcquired | +12,150 | $8.84 | +$107,406 | 411,774 | Direct | |
| Dec 8, 2021 | COMMON STOCK | SSaleDisposed | −5,596 | $16.68 | −$93,341.28 | 406,178 | Direct | |
| Dec 8, 2021 | COMMON STOCK | SSaleDisposed | −6,554 | $17.29 | −$113,318.66 | 399,624 | Direct | |
| Dec 8, 2021 | COMMON STOCK | MOption exerciseAcquired | +37,850 | $8.84 | +$334,594 | 437,474 | Direct | |
| Dec 8, 2021 | COMMON STOCK | SSaleDisposed | −33,386 | $16.27 | −$543,190.22 | 404,088 | Direct | |
| Dec 8, 2021 | COMMON STOCK | SSaleDisposed | −4,464 | $16.79 | −$74,950.56 | 399,624 | Direct | |
| Dec 8, 2021 | COMMON STOCK | MOption exerciseAcquired | +2,141 | $8.60 | +$18,412.6 | 401,765 | Direct | |
| Dec 8, 2021 | COMMON STOCK | SSaleDisposed | −1,689 | $16.86 | −$28,476.54 | 400,076 | Direct | |
| Dec 8, 2021 | COMMON STOCK | SSaleDisposed | −452 | $17.64 | −$7,973.28 | 399,624 | Direct | |
| Dec 8, 2021 | COMMON STOCK | MOption exerciseAcquired | +9,109 | $8.60 | +$78,337.4 | 408,733 | Direct | |
| Dec 8, 2021 | COMMON STOCK | SSaleDisposed | −6,232 | $16.80 | −$104,697.6 | 402,501 | Direct | |
| Dec 8, 2021 | COMMON STOCK | SSaleDisposed | −2,877 | $17.45 | −$50,203.65 | 399,624 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | COMMON STOCK | MOption exerciseDisposed | −12,150 | $0.00 | $0 | 0 | Direct | |
| Dec 8, 2021 | COMMON STOCK | MOption exerciseDisposed | −37,850 | $0.00 | $0 | 0 | Direct | |
| Dec 8, 2021 | COMMON STOCK | MOption exerciseDisposed | −2,141 | $0.00 | $0 | 3,750 | Direct | |
| Dec 8, 2021 | COMMON STOCK | MOption exerciseDisposed | −9,109 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.