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Poneman Daniel B's Form 4 filing

Centrus Energy Corp (LEU) · filed Nov 30, 2021

Accession no.
0001567619-21-021261
Filed
Nov 30, 2021
Trade date
Nov 26, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $687.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Poneman Daniel BCIK 0001636063Officer (PRESIDENT & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 26, 2021Class A Common StockMOption exerciseAcquired+12,000$4.37+$52,44075,434Direct
Nov 26, 2021Class A Common StockSSaleDisposed−1,170$55.65−$65,110.574,264Direct
Nov 26, 2021Class A Common StockSSaleDisposed−5,523$56.83−$313,872.0968,741Direct
Nov 26, 2021Class A Common StockSSaleDisposed−3,225$57.78−$186,340.565,516Direct
Nov 26, 2021Class A Common StockSSaleDisposed−1,982$58.71−$116,363.2263,534Direct
Nov 26, 2021Class A Common StockSSaleDisposed−100$59.44−$5,94463,434Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 26, 2021Class A Common StockMOption exerciseAcquired+12,000$0.00$0156,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)