Bishop Michael S.'s Form 4 filing
Fuelcell Energy Inc (FCEL) · filed Nov 29, 2021
- Accession no.
- 0001567619-21-021237
- Filed
- Nov 29, 2021
- Trade date
- Nov 24, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $55.4K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bishop Michael S.CIK 0001523478 | Officer (EVP, CFO & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | SSaleDisposed | −6,000 | $9.24 | −$55,440 | 22,761 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +9,609 | $0.00 | $0 | 32,370 | Direct | |
| Nov 24, 2021 | Common Stock | FTax withholdingDisposed | −3,012 | $9.53 | −$28,704.36 | 29,358 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −9,609 | $0.00 | $0 | 19,220 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.