Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Nov 24, 2021
- Accession no.
- 0001567619-21-021176
- Filed
- Nov 24, 2021, 5:00 PM ET
- Trade date
- Nov 22-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $5.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −24,649 | $64.49 | −$1,589,614.01 | 896,821 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −10,817 | $63.48 | −$686,663.16 | 886,004 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −10,088 | $64.49 | −$650,575.12 | 192,226 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −3,966 | $63.48 | −$251,761.68 | 188,260 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −179 | $64.49 | −$11,543.71 | 3,457 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −76 | $63.48 | −$4,824.48 | 3,381 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −4,059 | $64.49 | −$261,764.91 | 74,784 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −1,538 | $63.48 | −$97,632.24 | 73,246 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −2,178 | $64.49 | −$140,459.22 | 38,051 | Indirect | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −809 | $63.48 | −$51,355.32 | 37,242 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −13,298 | $62.30 | −$828,465.4 | 872,706 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −4,874 | $62.30 | −$303,650.2 | 183,386 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −93 | $62.30 | −$5,793.9 | 3,288 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −1,890 | $62.30 | −$117,747 | 71,356 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −995 | $62.30 | −$61,988.5 | 36,247 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures