Dalum Thomas E's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Nov 24, 2021
- Accession no.
- 0001567619-21-021132
- Filed
- Nov 24, 2021
- Trade date
- Nov 23, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $18.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dalum Thomas ECIK 0001336612 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock | MOption exerciseAcquired | +853 | $12.75 | +$10,875.75 | 64,384 | Direct | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −330 | $21.75 | −$7,177.5 | 64,054 | Direct | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −90 | $21.76 | −$1,958.4 | 63,964 | Direct | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −100 | $21.76 | −$2,176 | 63,864 | Direct | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −3 | $21.77 | −$65.31 | 63,861 | Direct | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −78 | $21.78 | −$1,698.84 | 63,783 | Direct | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −252 | $21.79 | −$5,491.08 | 63,531 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock | MOption exerciseDisposed | −853 | $12.75 | −$10,875.75 | 79,219 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.