Kirk Randal J's Form 4 filing
Precigen, Inc. (PGEN) · filed Nov 23, 2021
- Accession no.
- 0001567619-21-021122
- Filed
- Nov 23, 2021
- Trade date
- Nov 19-23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $3.63M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirk Randal JCIK 0001091823 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | PPurchaseAcquired | +307,661 | $3.75 | +$1,153,728.75 | 307,661 | Indirect | |
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +161,904 | $3.59 | +$581,235.36 | 469,565 | Indirect | |
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +43,900 | $3.60 | +$158,040 | 513,465 | Indirect | |
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +200 | $3.52 | +$704 | 513,665 | Indirect | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +486,335 | $3.58 | +$1,741,079.3 | 1,000,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.