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Dalum Thomas E's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Nov 23, 2021

Accession no.
0001567619-21-021023
Filed
Nov 23, 2021
Trade date
Nov 22, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 15 non-derivative transactions. Open-market sales total $125.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dalum Thomas ECIK 0001336612Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2021Common StockSSaleDisposed−452$21.77−$9,840.0468,819Direct
Nov 22, 2021Common StockSSaleDisposed−253$21.78−$5,510.3468,566Direct
Nov 22, 2021Common StockSSaleDisposed−200$21.79−$4,35868,366Direct
Nov 22, 2021Common StockSSaleDisposed−580$21.79−$12,638.267,786Direct
Nov 22, 2021Common StockSSaleDisposed−180$21.80−$3,92467,606Direct
Nov 22, 2021Common StockSSaleDisposed−966$21.80−$21,058.866,640Direct
Nov 22, 2021Common StockSSaleDisposed−1,597$21.81−$34,830.5765,043Direct
Nov 22, 2021Common StockSSaleDisposed−100$21.82−$2,18264,943Direct
Nov 22, 2021Common StockSSaleDisposed−660$21.82−$14,401.264,283Direct
Nov 22, 2021Common StockSSaleDisposed−200$21.83−$4,36664,083Direct
Nov 22, 2021Common StockSSaleDisposed−20$21.84−$436.864,063Direct
Nov 22, 2021Common StockSSaleDisposed−253$21.84−$5,525.5263,810Direct
Nov 22, 2021Common StockSSaleDisposed−9$21.85−$196.6563,801Direct
Nov 22, 2021Common StockSSaleDisposed−260$21.75−$5,65563,541Direct
Nov 22, 2021Common StockSSaleDisposed−10$21.76−$217.663,531Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)