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Yelensky Roman's Form 4/A amendment

Amended

Gritstone bio, Inc. (GRTS) · filed Nov 19, 2021

Accession no.
0001567619-21-020893
Filed
Nov 19, 2021
Trade date
Jan 19, 2021
Filing delay
304 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Jan 21, 2021

This filing lists 1 non-derivative transaction. Open-market sales total $221.0K. It was filed 304 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yelensky RomanCIK 0001754293Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 19, 2021Common StockSSaleDisposed−10,000$22.10F1−$221,000160,624Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $22.00 to $22.40 per share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

Includes 27,400 RSUs which are subject to vesting.

Remarks

Executive Vice President and Chief Technology Officer

Read the full filing on SEC EDGAR (opens in a new tab)