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Traub Kenneth H's Form 4 filing

Tidewater Inc (TDW) · filed Nov 17, 2021

Accession no.
0001567619-21-020662
Filed
Nov 17, 2021
Trade date
Nov 15-16, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $87.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Traub Kenneth HCIK 0001232602Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2021Common StockPPurchaseAcquired+5,682$11.76F1,F3+$66,820.3276,119Direct
Nov 16, 2021Common StockPPurchaseAcquired+1,700$11.94F2,F3+$20,29877,819Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $11.67 to $11.85. The price reported above reflects the weighted average purchase price.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades at prices ranging from $11.93 to $11.94. The price reported above reflects the weighted average purchase price.

Referenced by the price of 1 transaction in Table I.

F3

Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)