Hartree Partners, LP's Form 4/A amendment
AmendedCodere Online U.S. Corp. (DDMX) · filed Nov 15, 2021
- Accession no.
- 0001567619-21-020517
- Filed
- Nov 15, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 27, 2021
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market purchases total $1.31M. Open-market sales total $15.0M. It was filed on the trade date.
This amendment restates part of 0001567619-21-017588 (filed Sep 27, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hartree Partners, LPCIK 0001597857 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A common stock, par value $0.0001 per share | SSaleDisposed | −1,500,000 | $10.00 | −$15,000,000 | 0 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001567619-21-017588 (filed Sep 27, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2021 | Class A common stock, par value $0.0001 per share | PPurchaseAcquired | +99,505 | $10.79 | +$1,073,658.95 | 1,480,000 | Direct | |
| Feb 4, 2021 | Class A common stock | PPurchaseAcquired | +20,000 | $11.60 | +$232,000 | 1,500,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person exercised rights to redeem 1,500,000 shares of Class A common stock, at $10.00 per share.