Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Nov 12, 2021
- Accession no.
- 0001567619-21-020093
- Filed
- Nov 12, 2021, 5:21 PM ET
- Trade date
- Nov 10-11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market purchases total $11.9M. Open-market sales total $12.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −180,198 | $60.80 | −$10,956,038.4 | 733,128 | Indirect | |
| Nov 10, 2021 | Common Stock | PPurchaseAcquired | +195,577 | $60.82 | +$11,894,993.14 | 928,705 | Indirect | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −12,851 | $60.80 | −$781,340.8 | 202,830 | Indirect | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −471 | $60.80 | −$28,636.8 | 3,655 | Indirect | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −5,200 | $60.80 | −$316,160 | 79,052 | Indirect | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −2,188 | $60.80 | −$133,030.4 | 40,317 | Indirect | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −7,235 | $60.51 | −$437,789.85 | 921,470 | Indirect | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −516 | $60.51 | −$31,223.16 | 202,314 | Indirect | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −19 | $60.51 | −$1,149.69 | 3,636 | Indirect | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −209 | $60.51 | −$12,646.59 | 78,843 | Indirect | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −88 | $60.51 | −$5,324.88 | 40,229 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures