SOL Global Investments Corp.'s Form 4 filing
Jones Soda Co. (JSDA) ยท filed Nov 12, 2021
- Accession no.
- 0001567619-21-019999
- Filed
- Nov 12, 2021
- Trade date
- Aug 31-Nov 3, 2021
- Filing delay
- 73 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market purchases total $533.0K. It was filed 73 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| SOL Global Investments Corp.CIK 0001710138 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | PPurchaseAcquired | +118,000 | $1.29F1 | +$152,220 | 7,570,892 | Indirect | |
| Sep 1, 2021 | Common Stock | PPurchaseAcquired | +40,000 | $1.19F2 | +$47,600 | 7,610,892 | Indirect | |
| Sep 7, 2021 | Common Stock | PPurchaseAcquired | +19,108 | $1.11F3 | +$21,209.88 | 7,630,000 | Indirect | |
| Sep 16, 2021 | Common Stock | PPurchaseAcquired | +20,328 | $1.03F4 | +$20,937.84 | 7,650,328 | Indirect | |
| Sep 22, 2021 | Common Stock | PPurchaseAcquired | +14,430 | $0.97 | +$13,997.1 | 7,664,758 | Indirect | |
| Oct 8, 2021 | Common Stock | PPurchaseAcquired | +29,640 | $0.95F5 | +$28,158 | 7,694,398 | Indirect | |
| Oct 11, 2021 | Common Stock | PPurchaseAcquired | +27,000 | $0.95 | +$25,650 | 7,721,398 | Indirect | |
| Oct 12, 2021 | Common Stock | PPurchaseAcquired | +30,000 | $0.98 | +$29,400 | 7,751,398 | Indirect | |
| Oct 19, 2021 | Common Stock | PPurchaseAcquired | +23,602 | $0.95 | +$22,421.9 | 7,775,000 | Indirect | |
| Oct 20, 2021 | Common Stock | PPurchaseAcquired | +35,000 | $0.95F6 | +$33,250 | 7,810,000 | Indirect | |
| Oct 21, 2021 | Common Stock | PPurchaseAcquired | +20,000 | $0.90 | +$18,000 | 7,830,000 | Indirect | |
| Oct 25, 2021 | Common Stock | PPurchaseAcquired | +30,000 | $899.00F7 | +$26,970,000 | 7,860,000 | Indirect | Price outlier |
| Oct 26, 2021 | Common Stock | PPurchaseAcquired | +80,000 | $0.89F8 | +$71,200 | 7,940,000 | Indirect | |
| Oct 27, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $0.87 | +$8,700 | 7,950,000 | Indirect | |
| Nov 3, 2021 | Common Stock | PPurchaseAcquired | +46,300 | $0.87 | +$40,281 | 7,996,300 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.27 to $1.30, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.183 to $1.20, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.088 to $1.15, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.02 to $1.04, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.941 to $0.95, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.943 to $0.95, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.89 to $0.907, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.883 to $0.91, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.