Schwartz Mark S's Form 4 filing
Loews Corp (L) · filed Nov 10, 2021
- Accession no.
- 0001567619-21-019649
- Filed
- Nov 10, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 6 derivative transactions. Open-market sales total $505.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwartz Mark SCIK 0001331842 | Officer (V.P., C.A.O. and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $43.89 | +$219,450 | 11,186 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $44.44 | +$222,200 | 16,186 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $46.99 | +$234,950 | 21,186 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $46.58 | +$349,350 | 28,686 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $43.37 | +$325,275 | 36,186 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $43.83 | +$328,725 | 43,686 | Direct | |
| Nov 9, 2021 | Common Stock | DReturned to the companyDisposed | −28,741 | $58.45 | −$1,679,911.45 | 14,945 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −8,759 | $57.73F1 | −$505,657.07 | 6,186 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00F4 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00F4 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00F4 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00F4 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00F4 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00F4 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average price of multiple transactions with a range of prices between $57.71 and $57.74. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.
Referenced by the price of 1 transaction in Table I.
- F4
The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.
Referenced by the price of 6 transactions in Table II.