Poneman Daniel B's Form 4 filing
Centrus Energy Corp (LEU) · filed Nov 1, 2021
- Accession no.
- 0001567619-21-019050
- Filed
- Nov 1, 2021
- Trade date
- Oct 28, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $631.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Poneman Daniel BCIK 0001636063 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Class A Common Stock | MOption exerciseAcquired | +12,000 | $4.37 | +$52,440 | 75,434 | Direct | |
| Oct 28, 2021 | Class A Common Stock | SSaleDisposed | −797 | $50.35 | −$40,128.95 | 74,637 | Direct | |
| Oct 28, 2021 | Class A Common Stock | SSaleDisposed | −2,505 | $51.67 | −$129,433.35 | 72,132 | Direct | |
| Oct 28, 2021 | Class A Common Stock | SSaleDisposed | −4,984 | $52.69 | −$262,606.96 | 67,148 | Direct | |
| Oct 28, 2021 | Class A Common Stock | SSaleDisposed | −3,614 | $53.76 | −$194,288.64 | 63,535 | Direct | |
| Oct 28, 2021 | Class A Common Stock | SSaleDisposed | −100 | $54.38 | −$5,438 | 63,434 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Class A Common Stock | MOption exerciseAcquired | +12,000 | $0.00 | $0 | 168,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.