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Purdy Graham's Form 4 filing

Turning Point Brands, Inc. (TPB) · filed Oct 28, 2021

Accession no.
0001567619-21-018867
Filed
Oct 28, 2021
Trade date
Oct 28, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. It was filed on the trade date.

This filing was later replaced by the amendment 0001567619-21-018973 (Oct 29, 2021). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Purdy GrahamCIK 0001794878Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 28, 2021Common StockAGrant or awardAcquired+1,000$38.18F10+$38,180130,392Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F10

Average price paid for common stock based on a high price of $38.27 and a low price of $38.08.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)