Sanders Elaine's Form 4 filing
Trilogy Metals Inc. (TMQ) · filed Oct 15, 2021
- Accession no.
- 0001567619-21-018372
- Filed
- Oct 15, 2021
- Trade date
- Oct 14-15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $425.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sanders ElaineCIK 0001561028 | Officer (VP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Common Shares | MOption exerciseAcquired | +125,000 | $0.57F1 | +$71,250 | 1,601,874 | Direct | |
| Oct 14, 2021 | Common Shares | SSaleDisposed | −25,000 | $2.00 | −$50,000 | 1,576,874 | Direct | |
| Oct 14, 2021 | Common Shares | SSaleDisposed | −100,000 | $2.10 | −$210,000 | 1,476,874 | Direct | |
| Oct 15, 2021 | Common Shares | MOption exerciseAcquired | +75,000 | $0.57F1 | +$42,750 | 1,551,874 | Direct | |
| Oct 15, 2021 | Common Shares | SSaleDisposed | −25,000 | $2.20 | −$55,000 | 1,526,874 | Direct | |
| Oct 15, 2021 | Common Shares | SSaleDisposed | −50,000 | $2.21 | −$110,500 | 1,476,874 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Common Shares | MOption exerciseDisposed | −125,000 | $0.00 | $0 | 75,000 | Direct | |
| Oct 15, 2021 | Common Shares | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Converted from Canadian exercise price of C$0.70 using an exchange rate of C$1.2372 = US$1.00.
Referenced by the price of 2 transactions in Table I.