Fu Tao's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Oct 1, 2021
- Accession no.
- 0001567619-21-017761
- Filed
- Oct 1, 2021
- Trade date
- Sep 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.07M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fu TaoCIK 0001644888 | Director, Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Ordinary Shares | SSaleDisposed | −2,714 | $105.55F2 | −$286,462.7 | 104,786 | Indirect | |
| Sep 30, 2021 | Ordinary Shares | SSaleDisposed | −4,619 | $106.73F3 | −$492,985.87 | 100,167 | Indirect | |
| Sep 30, 2021 | Ordinary Shares | SSaleDisposed | −2,417 | $107.85F4 | −$260,673.45 | 97,750 | Indirect | |
| Sep 30, 2021 | Ordinary Shares | SSaleDisposed | −250 | $108.85F5 | −$27,212.5 | 97,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects a weighted average sale price of $105.55 per share, at prices ranging from $105.20 to $106.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $106.73 per share, at prices ranging from $106.30 to $107.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $107.85 per share, at prices ranging from $107.45 to $108.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $108.85 per share, at prices ranging from $108.55 to $108.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.