Poneman Daniel B's Form 4 filing
Centrus Energy Corp (LEU) · filed Sep 29, 2021
- Accession no.
- 0001567619-21-017618
- Filed
- Sep 29, 2021
- Trade date
- Sep 28, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $445.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Poneman Daniel BCIK 0001636063 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Class A Common Stock | MOption exerciseAcquired | +12,000 | $4.37 | +$52,440 | 75,434 | Direct | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −5,908 | $36.52 | −$215,760.16 | 69,526 | Direct | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −4,560 | $37.14 | −$169,358.4 | 64,966 | Direct | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −100 | $37.95 | −$3,795 | 64,866 | Direct | |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −1,432 | $39.39 | −$56,406.48 | 63,434 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Class A Common Stock | MOption exerciseAcquired | +12,000 | $0.00 | $0 | 180,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.