Fu Tao's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Sep 27, 2021
- Accession no.
- 0001567619-21-017605
- Filed
- Sep 27, 2021
- Trade date
- Sep 15-24, 2021
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $13.4K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fu TaoCIK 0001644888 | Director, Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Ordinary Shares | SSaleDisposed | −100 | $134.09 | −$13,409 | 207,500 | Direct | |
| Sep 24, 2021 | Ordinary Shares | FTax withholdingDisposed | −19,832 | $119.86 | −$2,377,063.52 | 187,668 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.