Conver Timothy E's Form 4 filing
AeroVironment Inc (AVAV) · filed Sep 16, 2021
- Accession no.
- 0001567619-21-017209
- Filed
- Sep 16, 2021
- Trade date
- Sep 14-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Conver Timothy ECIK 0001383773 | Director, Other: Chairman of the Board |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | SSaleDisposed | −4,800 | $89.94F3 | −$431,712 | 680,201 | Indirect | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −4,800 | $87.45F6 | −$419,760 | 675,401 | Indirect | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −4,800 | $87.23F7 | −$418,704 | 670,601 | Indirect | |
| Sep 14, 2021 | Common Stock | SSaleDisposed | −1,200 | $89.94F3 | −$107,928 | 240,726 | Indirect | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −1,200 | $87.45F6 | −$104,940 | 239,526 | Indirect | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −1,200 | $87.23F7 | −$104,676 | 238,326 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $88.82 - $90.90. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F6
The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $86.62 - $88.55. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F7
The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $86.41 - $87.95. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.