Lutoff-Perlo Lisa's Form 4 filing

Royal Caribbean Cruises Ltd (RCL) · filed Sep 15, 2021

Accession no.: 0001567619-21-017153
Filed: Sep 15, 2021
Trade date: Sep 13, 2021
Filing delay: 2 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $411.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Lutoff-Perlo LisaCIK 0001559391	Officer (Pres & CEO, Celebrity Cruises)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Sep 13, 2021	Common Stock	SSaleDisposed	−4,815	$80.89^F2	−$389,485.35	68,576	Direct
Sep 13, 2021	Common Stock	SSaleDisposed	−265	$82.27^F3	−$21,801.55	68,311	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 13, 2021. The actual sale prices ranged from a low of $80.64 to a high of $81.19. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 13, 2021. The actual sale prices ranged from a low of $82.14 to a high of $82.35. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

Remarks

EXHIBIT LIST: Exhibit 24: Limited Power of Attorney for Section 16 Reporting Obligations

Read the full filing on SEC EDGAR (opens in a new tab)