Rubash Mark J's Form 4 filing
Intuitive Surgical Inc (ISRG) · filed Sep 13, 2021
- Accession no.
- 0001567619-21-017001
- Filed
- Sep 13, 2021
- Trade date
- Sep 9, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.30M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rubash Mark JCIK 0001209186 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | MOption exerciseAcquired | +232 | $170.92 | +$39,653.44 | 5,047 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −232 | $1,083.16 | −$251,293.12 | 4,815 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseAcquired | +39 | $123.77 | +$4,827.03 | 4,854 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −39 | $1,083.16 | −$42,243.24 | 4,815 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseAcquired | +25 | $161.27 | +$4,031.75 | 4,840 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −25 | $1,083.16 | −$27,079 | 4,815 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseAcquired | +500 | $193.08 | +$96,540 | 5,315 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −500 | $1,083.16 | −$541,580 | 4,815 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseAcquired | +400 | $213.97 | +$85,588 | 5,215 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −400 | $1,083.16 | −$433,264 | 4,815 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | MOption exerciseDisposed | −39 | $0.00 | $0 | 0 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseDisposed | −25 | $0.00 | $0 | 0 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseDisposed | −232 | $0.00 | $0 | 0 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 0 | Direct | |
| Sep 9, 2021 | Common Stock | MOption exerciseDisposed | −400 | $0.00 | $0 | 581 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.