Du Ying's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Sep 8, 2021
- Accession no.
- 0001567619-21-016869
- Filed
- Sep 8, 2021
- Trade date
- Sep 7, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $4.49M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Du YingCIK 0001731790 | Director, Officer (Chairwoman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −382 | $143.25 | −$54,721.5 | 1,038,056 | Direct | |
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −1,161 | $146.73F2 | −$170,353.53 | 1,036,895 | Direct | |
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −86 | $147.90F3 | −$12,719.4 | 1,036,809 | Direct | |
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −649 | $148.97F4 | −$96,681.53 | 1,036,160 | Direct | |
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −3,776 | $150.05F5 | −$566,588.8 | 1,032,384 | Direct | |
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −20,252 | $151.10F6 | −$3,060,077.2 | 1,012,132 | Direct | |
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −3,300 | $151.83F7 | −$501,039 | 1,008,832 | Direct | |
| Sep 7, 2021 | Ordinary Shares | SSaleDisposed | −179 | $152.75 | −$27,342.25 | 1,008,653 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects a weighted average sale price of $146.73 per share, at prices ranging from $146.41 to $147.32 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $147.90 per share, at prices ranging from $147.50 to $148.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $148.97 per share, at prices ranging from $148.52 to $149.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $150.05 per share, at prices ranging from $149.57 to $150.53 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $151.10 per share, at prices ranging from $150.58 to $151.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $151.83 per share, at prices ranging from $151.58 to $152.53 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
***The Power of Attorney given by Ms. Du was previously filed with the U.S. Securities and Exchange Commission on January 4, 2021 as an exhibit to the Form 3 filed by Ms. Du."