Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Sep 3, 2021
- Accession no.
- 0001567619-21-016762
- Filed
- Sep 3, 2021, 6:59 PM ET
- Trade date
- Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $913.1K. Open-market sales total $323.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −5,519 | $58.65 | −$323,689.35 | 897,773 | Indirect | |
| Sep 1, 2021 | Common Stock | PPurchaseAcquired | +5,519 | $58.73 | +$324,130.87 | 903,292 | Indirect | |
| Sep 1, 2021 | Common Stock | PPurchaseAcquired | +10,034 | $58.70 | +$588,995.8 | 913,326 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures