Kirlin Peter S's Form 4 filing
Photronics Inc (PLAB) · filed Sep 2, 2021
- Accession no.
- 0001567619-21-016674
- Filed
- Sep 2, 2021
- Trade date
- Aug 31, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $675.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirlin Peter SCIK 0001219132 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | COMMON STOCK | MOption exerciseAcquired | +22,724 | $8.86 | +$201,334.64 | 422,348 | Direct | |
| Aug 31, 2021 | COMMON STOCK | SSaleDisposed | −22,724 | $15.00 | −$340,860 | 399,624 | Direct | |
| Aug 31, 2021 | COMMON STOCK | MOption exerciseAcquired | +22,276 | $8.86 | +$197,365.36 | 421,900 | Direct | |
| Aug 31, 2021 | COMMON STOCK | SSaleDisposed | −22,276 | $15.00 | −$334,140 | 399,624 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | COMMON STOCK | MOption exerciseDisposed | −22,724 | $0.00 | $0 | 0 | Direct | |
| Aug 31, 2021 | COMMON STOCK | MOption exerciseDisposed | −22,276 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.