Berman Ann E's Form 4 filing
Loews Corp (L) · filed Sep 1, 2021
- Accession no.
- 0001567619-21-016571
- Filed
- Sep 1, 2021
- Trade date
- Sep 1, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $31.2K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berman Ann ECIK 0001349408 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | MOption exerciseAcquired | +1,500 | $35.04 | +$52,560 | 1,500 | Direct | |
| Sep 1, 2021 | Common Stock | DReturned to the companyDisposed | −939 | $55.97 | −$52,555.83 | 561 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −561 | $55.62F1 | −$31,202.82 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00F2 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average price of multiple transactions with a range of prices between $55.61 and $55.97. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.
Referenced by the price of 1 transaction in Table I.
- F2
The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.
Referenced by the price of 1 transaction in Table II.