Caro Jodi J's Form 4 filing
Ulta Beauty, Inc. (ULTA) · filed Sep 1, 2021
- Accession no.
- 0001567619-21-016549
- Filed
- Sep 1, 2021
- Trade date
- Aug 30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.50M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caro Jodi JCIK 0001548219 | Officer (GC and Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +3,566 | $281.53 | +$1,003,935.98 | 10,116 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −3,566 | $382.78F1 | −$1,364,993.48 | 6,550 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −360 | $383.95 | −$138,222 | 6,190 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | DReturned to the companyAcquired | +3,566 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The prices actually received ranged from $382.3504 to $383.26. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
Referenced by the price of 1 transaction in Table I.