Hawkins Alex's Form 4/A amendment
AmendedStryve Foods, Inc. (SNAX) · filed Aug 25, 2021
- Accession no.
- 0001567619-21-016326
- Filed
- Aug 25, 2021
- Trade date
- Aug 19, 2021
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 20, 2021
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $5.99K. It was filed 6 days after the trade.
This amendment replaces 0001567619-21-016189 (filed Aug 20, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hawkins AlexCIK 0001856960 | Officer (CFO & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Class A Common Stock | PPurchaseAcquired | +1,000 | $5.99F2 | +$5,990 | 1,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Class A Common Stock | PPurchaseAcquired | +1,000 | $0.85F5 | +$850 | 1,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is solely to correct the number of shares of Class A Common Stock and Warrants to Purchase Class A Stock purchased.
- F2
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.75 to $6.25, inclusive. The Reporting Person undertakes to provide Stryve Foods, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
Subject to the terms of an Exchange Agreement with the Company, a set of one Class B Unit and one share of Class V Common Stock is exchangeable for one share of Class A Common Stock of the Company after the expiration of a lock-up applicable to such securities. The Class V Common Stock provides the holder with voting rights, but not economic rights, with respect to the Company.
- F4
All shares of Class V Common Stock and Class B Units are beneficially owned as a member of Stryve Foods Holdings, LLC.
- F5
The price reported in Column 8 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.84 to $0.85, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table II.