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Conver Timothy E's Form 4 filing

AeroVironment Inc (AVAV) · filed Aug 19, 2021

Accession no.
0001567619-21-016153
Filed
Aug 19, 2021
Trade date
Aug 18-19, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions. Open-market sales total $1.34M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Conver Timothy ECIK 0001383773Director, Other: Chairman of the Board

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 18, 2021Common StockSSaleDisposed−600$99.26F3−$59,556709,361Indirect
Aug 18, 2021Common StockSSaleDisposed−700$98.63F4−$69,041708,661Indirect
Aug 18, 2021Common StockSSaleDisposed−4,080$98.61F5−$402,328.8704,581Indirect
Aug 18, 2021Common StockSSaleDisposed−300$99.40F8−$29,820249,566Indirect
Aug 18, 2021Common StockSSaleDisposed−100$99.31−$9,931249,466Indirect
Aug 18, 2021Common StockSSaleDisposed−1,020$98.61F5−$100,582.2248,446Indirect
Aug 19, 2021Common StockSSaleDisposed−700$97.16F9−$68,012703,881Indirect
Aug 19, 2021Common StockSSaleDisposed−4,960$97.16F10−$481,913.6698,921Indirect
Aug 19, 2021Common StockSSaleDisposed−1,240$97.16F10−$120,478.4247,206Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $99.21 - $99.34. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $97.91 - $99.08. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $97.81 - $99.21. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 2 transactions in Table I.

F8

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $99.37 - $99.44. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $96.68 - $98.05. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $96.18 - $98.36. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)