Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Aug 19, 2021
- Accession no.
- 0001567619-21-016136
- Filed
- Aug 19, 2021, 7:01 PM ET
- Trade date
- Aug 17-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $376.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −1,795 | $56.65 | −$101,686.75 | 904,649 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −1,219 | $56.65 | −$69,056.35 | 216,602 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −56 | $56.65 | −$3,172.4 | 4,524 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −492 | $56.65 | −$27,871.8 | 84,624 | Indirect | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −222 | $56.65 | −$12,576.3 | 42,673 | Indirect | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −1,357 | $56.52 | −$76,697.64 | 903,292 | Indirect | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −921 | $56.52 | −$52,054.92 | 215,681 | Indirect | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −43 | $56.52 | −$2,430.36 | 4,481 | Indirect | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −372 | $56.52 | −$21,025.44 | 84,252 | Indirect | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −168 | $56.52 | −$9,495.36 | 42,505 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures