Petelle James F's Form 4 filing
Insteel Industries Inc (IIIN) · filed Aug 16, 2021
- Accession no.
- 0001567619-21-015612
- Filed
- Aug 16, 2021
- Trade date
- Aug 12-13, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $436.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Petelle James FCIK 0001189812 | Officer (Vice President, Sec. and CLO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | MOption exerciseAcquired | +3,241 | $34.49 | +$111,782.09 | 20,335 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseAcquired | +3,585 | $29.69 | +$106,438.65 | 23,920 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseAcquired | +1,926 | $18.25 | +$35,149.5 | 25,846 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseAcquired | +1,413 | $19.86 | +$28,062.18 | 27,259 | Direct | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −10,165 | $42.98 | −$436,891.7 | 17,094 | Direct | |
| Aug 13, 2021 | Common Stock | FTax withholdingDisposed | −245 | $43.37 | −$10,625.65 | 17,746 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | MOption exerciseDisposed | −1,926 | $0.00 | $0 | 1,926 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseDisposed | −1,413 | $0.00 | $0 | 2,824 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseDisposed | −3,241 | $0.00 | $0 | 0 | Direct | |
| Aug 12, 2021 | Common Stock | MOption exerciseDisposed | −3,585 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.