Lindenbaum Bennett D's Form 4 filing
Regional Management Corp. (RM) · filed Aug 13, 2021
- Accession no.
- 0001567619-21-015567
- Filed
- Aug 13, 2021, 8:06 PM ET
- Trade date
- Aug 11-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions. Open-market sales total $1.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Bennett DCIK 0000927942 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −7,808 | $57.16 | −$446,305.28 | 912,562 | Indirect | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −4,401 | $57.16 | −$251,561.16 | 221,975 | Indirect | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −178 | $57.16 | −$10,174.48 | 4,772 | Indirect | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −1,759 | $57.16 | −$100,544.44 | 86,794 | Indirect | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −854 | $57.16 | −$48,814.64 | 43,649 | Indirect | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −1,374 | $57.00 | −$78,318 | 911,188 | Indirect | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −933 | $57.00 | −$53,181 | 221,042 | Indirect | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −43 | $57.00 | −$2,451 | 4,729 | Indirect | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −377 | $57.00 | −$21,489 | 86,417 | Indirect | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −169 | $57.00 | −$9,633 | 43,480 | Indirect | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −4,744 | $56.62 | −$268,605.28 | 906,444 | Indirect | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −3,221 | $56.62 | −$182,373.02 | 217,821 | Indirect | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −149 | $56.62 | −$8,436.38 | 4,580 | Indirect | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −1,301 | $56.62 | −$73,662.62 | 85,116 | Indirect | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −585 | $56.62 | −$33,122.7 | 42,895 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures