Walters Diana J's Form 4 filing
Trilogy Metals Inc. (TMQ) · filed Aug 13, 2021
- Accession no.
- 0001567619-21-015503
- Filed
- Aug 13, 2021
- Trade date
- Aug 11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walters Diana JCIK 0001007203 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Shares | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 70,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price reported above was converted from the Canadian exchange exercise price of CAD$0.70 using an exchange rate of CAD$0.7996 = USD$1.00
Referenced by the price of 1 transaction in Table I.
- F2
The sale price reported above was converted from the Canadian exchange sale price of CAD$2.533264 using an exchange rate of CAD$0.7996 = USD$1.00
Referenced by the price of 1 transaction in Table I.