Fitzpatrick Edward J.'s Form 4 filing
Genpact LTD (G) · filed Aug 12, 2021
- Accession no.
- 0001567619-21-015260
- Filed
- Aug 12, 2021
- Trade date
- Aug 10-11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.38M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fitzpatrick Edward J.CIK 0001454029 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Shares | MOption exerciseAcquired | +8,589 | $18.05 | +$155,031.45 | 151,207 | Direct | |
| Aug 10, 2021 | Common Shares | SSaleDisposed | −8,589 | $51.07F2 | −$438,640.23 | 142,618 | Direct | |
| Aug 11, 2021 | Common Shares | MOption exerciseAcquired | +116,411 | $18.05 | +$2,101,218.55 | 259,029 | Direct | |
| Aug 11, 2021 | Common Shares | SSaleDisposed | −116,411 | $51.03F3 | −$5,940,453.33 | 142,618 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Shares | MOption exerciseDisposed | −8,589 | $0.00 | $0 | 241,411 | Direct | |
| Aug 11, 2021 | Common Shares | MOption exerciseDisposed | −116,411 | $0.00 | $0 | 125,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $51.05 to $51.14. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $50.56 to $51.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.