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Conrad Alexander's Form 4 filing

Littelfuse Inc (LFUS) · filed Aug 12, 2021

Accession no.
0001567619-21-015184
Filed
Aug 12, 2021
Trade date
Aug 10, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.51M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Conrad AlexanderCIK 0001766692Officer (SVP &GM Passenger Vehicle)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 10, 2021Common StockMOption exerciseAcquired+683$192.59+$131,538.975,348Direct
Aug 10, 2021Common StockMOption exerciseAcquired+1,468$199.24+$292,484.326,816Direct
Aug 10, 2021Common StockMOption exerciseAcquired+1,749$132.08+$231,007.928,565Direct
Aug 10, 2021Common StockSSaleDisposed−5,600$269.12F1−$1,507,0722,965Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 10, 2021Common StockMOption exerciseDisposed−683$0.00$00Direct
Aug 10, 2021Common StockMOption exerciseDisposed−1,468$0.00$0800Direct
Aug 10, 2021Common StockMOption exerciseDisposed−1,749$0.00$03,604Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares were sold in multiple transactions at prices ranging from $269.00 to $269.31, inclusive. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)