Lindenbaum Matthew A's Form 4 filing
Regional Management Corp. (RM) · filed Aug 11, 2021
- Accession no.
- 0001567619-21-015108
- Filed
- Aug 11, 2021, 8:45 PM ET
- Trade date
- Aug 9-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $1.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindenbaum Matthew ACIK 0000927943 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Capital Management, L.L.C.CIK 0001085393 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Partners, L.P.CIK 0001085394 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Opportunity Fund IncCIK 0001269757 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Partners, L.L.C.CIK 0001269758 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Fund, L.P.CIK 0001519641 | Director, 10% Owner, Other: Director-by-Deputization |
| Basswood Financial Long Only Fund, L.P.CIK 0001538637 | Director, 10% Owner, Other: Director-by-Deputization |
| Lindenbaum Bennett DCIK 0000927942 | 10% Owner, Other: Director-by-Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock, par value $0.10 per share ("Common Stock") | SSaleDisposed | −2,030 | $58.34 | −$118,430.2 | 928,179 | Indirect | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −1,144 | $58.34 | −$66,740.96 | 230,777 | Indirect | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −46 | $58.34 | −$2,683.64 | 5,127 | Indirect | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −457 | $58.34 | −$26,661.38 | 90,312 | Indirect | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −223 | $58.34 | −$13,009.82 | 45,357 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −7,809 | $57.64 | −$450,110.76 | 920,370 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −4,401 | $57.64 | −$253,673.64 | 226,376 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −177 | $57.64 | −$10,202.28 | 4,950 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −1,759 | $57.64 | −$101,388.76 | 88,553 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −854 | $57.64 | −$49,224.56 | 44,503 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit List: ------------ Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures