Scott Richard Waldo's Form 4 filing
Loews Corp (L) · filed Aug 10, 2021
- Accession no.
- 0001567619-21-014863
- Filed
- Aug 10, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $509.3K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scott Richard WaldoCIK 0001238752 | Officer (SVP & Chief Investment Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +11,250 | $39.41 | +$443,362.5 | 45,150.8 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +11,250 | $39.80 | +$447,750 | 56,400.8 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +11,250 | $41.14 | +$462,825 | 67,650.8 | Direct | |
| Aug 10, 2021 | Common Stock | DReturned to the companyDisposed | −24,584 | $55.07 | −$1,353,840.88 | 43,066.8 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −9,166 | $55.56F1 | −$509,262.96 | 33,900.8 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −11,250 | $0.00F3 | $0 | 0 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −11,250 | $0.00F3 | $0 | 0 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −11,250 | $0.00F3 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average price of multiple transactions with a range of prices between $55.35 and $55.84. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.
Referenced by the price of 1 transaction in Table I.
- F3
The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.
Referenced by the price of 3 transactions in Table II.