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Conver Timothy E's Form 4 filing

AeroVironment Inc (AVAV) · filed Aug 5, 2021

Accession no.
0001567619-21-014565
Filed
Aug 5, 2021
Trade date
Aug 3, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions. Open-market sales total $710.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Conver Timothy ECIK 0001383773Director, Other: Chairman of the Board

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 3, 2021Common StockSSaleDisposed−100$101.94−$10,194725,881Indirect
Aug 3, 2021Common StockSSaleDisposed−600$102.05F3−$61,230725,281Indirect
Aug 3, 2021Common StockSSaleDisposed−480$101.33F4−$48,638.4724,801Indirect
Aug 3, 2021Common StockSSaleDisposed−4,160$101.36F5−$421,657.6720,641Indirect
Aug 3, 2021Common StockSSaleDisposed−160$101.46F6−$16,233.6720,481Indirect
Aug 3, 2021Common StockSSaleDisposed−100$102.24−$10,224254,746Indirect
Aug 3, 2021Common StockSSaleDisposed−200$102.28F9−$20,456254,546Indirect
Aug 3, 2021Common StockSSaleDisposed−120$101.33F4−$12,159.6254,426Indirect
Aug 3, 2021Common StockSSaleDisposed−1,040$101.36F5−$105,414.4253,386Indirect
Aug 3, 2021Common StockSSaleDisposed−40$101.46F6−$4,058.4253,346Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $101.89 - $102.24. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $100.80 - $101.80. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 2 transactions in Table I.

F5

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $100.17 - $101.84. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 2 transactions in Table I.

F6

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $101.36 - $101.56. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 2 transactions in Table I.

F9

The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $102.24 - $102.32. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)