Reinhart Harald's Form 4 filing
Zai Lab Ltd (ZLAB) · filed Jul 15, 2021
- Accession no.
- 0001567619-21-013527
- Filed
- Jul 15, 2021
- Trade date
- Jul 13-14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.71M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reinhart HaraldCIK 0001835824 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Ordinary Shares | MOption exerciseAcquired | +8,000 | $18.00 | +$144,000 | 8,000 | Direct | |
| Jul 13, 2021 | Ordinary Shares | SSaleDisposed | −8,000 | $169.92 | −$1,359,360 | 0 | Direct | |
| Jul 14, 2021 | Ordinary Shares | MOption exerciseAcquired | +4,000 | $18.00 | +$72,000 | 4,000 | Direct | |
| Jul 14, 2021 | Ordinary Shares | SSaleDisposed | −4,000 | $169.11 | −$676,440 | 0 | Direct | |
| Jul 14, 2021 | Ordinary Shares | MOption exerciseAcquired | +4,000 | $17.99 | +$71,960 | 4,000 | Direct | |
| Jul 14, 2021 | Ordinary Shares | SSaleDisposed | −4,000 | $169.11 | −$676,440 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Ordinary Shares | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 44,000 | Direct | |
| Jul 14, 2021 | Ordinary Shares | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 40,000 | Direct | |
| Jul 14, 2021 | Ordinary Shares | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 46,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.