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Swenson Nicholas John's Form 4 filing

Air T Inc (AIRT) · filed Jul 12, 2021

Accession no.
0001567619-21-013243
Filed
Jul 12, 2021
Trade date
Jul 8-12, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $35.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Swenson Nicholas JohnCIK 0001478067Director, Officer (CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 8, 2021Common StockPPurchaseAcquired+400$24.32F2+$9,728941,150Indirect
Jul 9, 2021Common StockPPurchaseAcquired+372$24.15F4+$8,983.8942,063Indirect
Jul 12, 2021Common StockPPurchaseAcquired+690$23.84F5+$16,449.6942,753Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.30 to $24.34. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $23.94 to $24.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $23.55 to $23.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)